Link copied to clipboard!
Back to Jobs
FINRA Licensed Director of Trading at VirtualVocations
VirtualVocations
Columbus, Ohio
Administration
Posted 2 days ago
Job Description
A company is looking for a Director of Trading & Risk to lead trading operations, market risk management, and regulatory compliance.Key ResponsibilitiesOversee secondary trading activities and ensure accurate execution, clearing, and settlement of transactionsDevelop and maintain a comprehensive risk framework tailored to digital securities tradingPartner with Compliance and Legal teams to ensure adherence to regulatory requirements and oversee trade surveillance programsRequired Qualifications8-12 years of experience in trading operations, risk management, or market structureRequisite FINRA licensing (S7, S24, S55/57 at a minimum)Deep understanding of securities trading workflows including order management and settlementHands-on experience in building or managing risk frameworks for trading environmentsStrong grasp of regulatory regimes under SEC, FINRA, and NFA
Resume Suggestions
Highlight relevant experience and skills that match the job requirements to demonstrate your qualifications.
Quantify your achievements with specific metrics and results whenever possible to show impact.
Emphasize your proficiency in relevant technologies and tools mentioned in the job description.
Showcase your communication and collaboration skills through examples of successful projects and teamwork.