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SoFi

Senior Analyst, Regulatory Relations at SoFi

SoFi Cottonwood Heights, UT

Job Description

The Role:The Regulatory Relations team is responsible for the management and oversight of the firms supervisory activities and interactions with regulators. The Regulatory Relations Analyst will serve as a key point of contact supporting the Senior Manager of Regulatory Relations in the day-to-day management of SoFis relationship with its regulators. This individual will also support in promoting clear and consistent internal and external communication ensuring timely regulatory submissions identifying emerging issues and reporting key examination metrics.What Youll Do:Primary Responsibilities include:Support management of SoFis regulatory relationships including end to end examination management and ad hoc requests for information and meetings with regulatorsCoordinating regulatory requests for documentation and information including active request management and providing effective review and challenge on the responsive documentation and related submissionsPreparing key stakeholders for interviews and meetings with examiners including drafting of briefing materials and presentationsCommunicating with key stakeholders and regulators regarding document requests areas of review and conclusionsPreparing Management reporting summarizing the Firms supervisory activity including creating targeted and specialized reporting on regulatory developmentWhat Youll Need:BA/BS Degree or equivalent combination of education and experience4 years experience working in legal compliance audit or other governance functions; and/or direct experience dealing with external regulators and responding to regulatory requests Superior organization and project management skills attention to detail and excellent written and verbal communication skillsGeneral understanding of bank regulations policy and supervision and familiarity with current regulatory and risk management topics in banking and financial servicesExperience interacting with broad set of stakeholders including with business line staff senior management and external stakeholdersKeen attention to detail and ability to quickly grasp key concepts be flexible and quickly manage change in prioritiesAbility to work in a fast-paced environment and consistently meet deadlinesStrong problem-solving and research capabilitiesCollaborative and positive mindset; team-first mentalityNice To Have:Relevant experience working at a regulatory agency and/or significant experience in the financial services industry or management consulting firm in a legal regulatory or audit capacityRequired Experience:Senior IC Key Skills Hair And Beauty,Facilities,IT Support,Bank,Asp.Net MVC Employment Type : Full Time Experience: years Vacancy: 1

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