Brokerage Operations Associate at Stash

Want to help everyday Americans invest and build wealth Financial inequality is increasing and too many people are getting left behind. At Stash we are passionate about democratizing wealth creation through education advice and products that help customers achieve greater financial freedom.The Brokerage Operations Associate will be a crucial addition to our Operations team and will be responsible for daily brokerage operations functions. If youre an equities trading expert with a desire to join a startup and make a huge impact from day 1 -- Stash is looking for you!What youll do:Complete daily brokerage operations tasks/ workflows including cash position and trading reconciliations to ensure that all operational procedures and risk controls are followed documented and properly maintainedEnsuring the timely settlement of all trades and underlying client allocations including resolving client and street side breaksReview and reconcile house accounts.Process trade bookings and cancel/rebillsProcess monitor and troubleshoot ACATsEnsure accuracy of all positions cash and broker data on firm systems.Provide ongoing user account maintenance and review of new and existing account activityMonitor and manage mandatory and/or voluntary corporate action events including dividends and interest paymentsProvide support to Legal Compliance Product and Engineering teams to establish monitor and manage key risk indicators for all functions.Identify opportunities to improve operational processes through automationParticipate in project work including needs assessment to build out and scale operational and technology platforms including QA cyclesWhat were looking for:1-3 years of brokerage operations/trading experienceKnowledge of Equities trading clearance ACATS and settlement. Margin experience a plusTechnology-driven with a focus on the application of operational procedures and automationUnderstanding of FINRA and SEC Regulatory frameworkFINRA Series 99 required. Series 7 63Bachelors Degree in Finance Economics or quantitative fieldAdvanced skills in MS ExcelIntermediate skills in SQL and VBA/MacrosGold Stars:Series 57 or ability to obtain within 90 days#LI-HybridOur Commitment to Diversity Equity and InclusionWe proudly celebrate the unique qualities that make you you 365 days a year and not just because its the right thing to do or good for business. We embed the principles and practices of diversity equity and inclusion (DEI) into all that we do to prioritize people a Stash core value and to ensure Stashers of all backgrounds and experiences can be their authentic selves.We are also proud to be the first and only venture-backed fintech to join the CEO Action for Diversity & Inclusion and as an Equal Opportunity Employer Stash is committed to building an inclusive environment for people of all backgrounds.If you require any reasonable accommodations to make your application process more accessible please reach out to Helping You Invest in YourselfComprehensive total rewards package comprising compensation (salary and equity) and health care benefitsComplimentary subscription to Stash accountFlexible work policy We offer a flexible work environment that blends working from home with in-person collaboration at our NYC office to support productivity and team culture. Flexible PTOWork-from-home equipment stipends; home internet subsidyPaid Parental Leave (offerings for birth giving and non-birth giving parents) Primary & SecondaryEnhanced health and wellness benefits through One Medical Gympass and Maven HealthExternal Recognition for StashBenzingas 2023 Best Brokerage for Beginners and Best Robo-Advisor AwardsQorus-Accentures 2023 Banking Innovation AwardsUSA Today and Statistas 2023 Top 500 Best Financial Advisory FirmsComparablys Best Company Awards: Best Places to Work Best Company Outlook and Best Engineering Team for Diversity Women Culture and more! (2023)Fintech Breakthrough Award: Best Personal Finance App (2023)BuiltIns Best Places to Work ()Forbes Fintech 50 ()Best Digital Bank Finovate Awards (2020)Tearsheet Challenge Awards Best Banking Card Product - Stock-Back Card 2020LendIt Fintech Innovator of the Year ()Salary Range: $90000- $110000The base salary range represents the reasonably anticipated low and high end of the salary range for this position. Actual salaries will vary and will be based on various factors such as the candidates qualifications skills experience and competencies as well as internal equity and alignment with market data for companies of our size and industry.**No recruiters please**Required Experience:IC Key Skills Business,Information Management,Accounting,Corporate Risk Management,Faculty,Jms Employment Type : Full Time Experience: years Vacancy: 1 Monthly Salary Salary: 90000 - 110000